Handbook on Securities Laws
- Year of Publication: 2021
- ISBN: 9789354350061
- No.of Pages: 646
Key Highlights
- Discussion & section-wise analysis of important provisions of SEBI Act, 1992, Securities Contracts (Regulation) Act, 1956, Depositories Act, 1996
- Analysis and compilation of prominent judgments of SAT, High Courts & Supreme Court
- Detailed discussion on powers & functions of SEBI & SAT
- Collective Investment Schemes
- Discussion on Investigation, Penalties & Adjudication under Securities Laws
- Broad statutory framework and role & functions of primary & secondary market intermediaries in securities market
- Simplified discussion on pre-requisites, disclosures under Securities Law and Companies Act, 2013 for raising money through IPO, FPO, Rights Issue Private Placement, Qualified Institutional Placement, etc.
- Discussion & analysis of SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015 vis-à-vis provisions of Companies Act, 2013 and relevant discussion on core intricacies of the Regulations.
- Clause by clause analysis of SEBI (Prohibition of Insider Trading) Regulations, 2015 including relevant judicial pronouncements,
- Important circulars, notifications and Rules summarised under the relevant provisions of the Acts/Regulations.
Gaurav Pingle is an Associate Member of ICSI and Commerce Graduate. Gaurav brings in eleven plus years of practice and industry experience, advising on business set-up in India, core Company Law matters from day-to-day compliance to advisory, transaction advisory, Foreign Exchange Management Laws, SEBI Listing Regulations, Securities laws for domestic, multinational and listed companies. He is frequently consulted by corporates, Compliance Officers, Company Secretaries, Lawyers, Chartered Accountants on critical corporate law matters and interpretation issues in Corporate and Securities Laws.
He has authored books on Companies (Amendment) Act, 2017 and Related Party Transactions which were well received by the readers. As an avid researcher, he religiously authors articles and dedicated columns on the current case laws, latest happenings in Corporate Laws and articulates his views, which are published in leading professional and business journals. Many of his articles have bagged the ‘Best Article’ award. He also conducts internal training programs and workshops for companies, Law firms, CA firms & CS firms on topics relating to Corporate Laws and Corporate Governance.
Having a flair in teaching, he has been the visiting faculty for Company Law and Investment and Securities Laws at ILS Law College, Pune for 4 years now. He is also a visiting faculty at various colleges in Bangalore, Mangalore and Udipi. He has been invited to participate and address many conferences, seminars and workshops, study circle meetings and training workshops conducted by ICSI, ICAI, Commerce Colleges, Management Colleges and Law Colleges. Presently, he is the Managing Committee Member at the Pune Chapter of ICSI (2019-2022).
Bloomsbury Professional India brings out quality content on tax, accounting and law for professionals in India. Bloomsbury Professional is part of Bloomsbury, a UK based company with offices in London, Oxford, New York, Sydney and New Delhi. The New Delhi based office of the publisher, have over the past few years of operations in India, brought out several market leading books and aims to be the first choice of professionals.
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- Year of Publication: 2021
- ISBN: 9789354350061
- No.of Pages: 646
Key Highlights
- Discussion & section-wise analysis of important provisions of SEBI Act, 1992, Securities Contracts (Regulation) Act, 1956, Depositories Act, 1996
- Analysis and compilation of prominent judgments of SAT, High Courts & Supreme Court
- Detailed discussion on powers & functions of SEBI & SAT
- Collective Investment Schemes
- Discussion on Investigation, Penalties & Adjudication under Securities Laws
- Broad statutory framework and role & functions of primary & secondary market intermediaries in securities market
- Simplified discussion on pre-requisites, disclosures under Securities Law and Companies Act, 2013 for raising money through IPO, FPO, Rights Issue Private Placement, Qualified Institutional Placement, etc.
- Discussion & analysis of SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015 vis-à-vis provisions of Companies Act, 2013 and relevant discussion on core intricacies of the Regulations.
- Clause by clause analysis of SEBI (Prohibition of Insider Trading) Regulations, 2015 including relevant judicial pronouncements,
- Important circulars, notifications and Rules summarised under the relevant provisions of the Acts/Regulations.
Gaurav Pingle is an Associate Member of ICSI and Commerce Graduate. Gaurav brings in eleven plus years of practice and industry experience, advising on business set-up in India, core Company Law matters from day-to-day compliance to advisory, transaction advisory, Foreign Exchange Management Laws, SEBI Listing Regulations, Securities laws for domestic, multinational and listed companies. He is frequently consulted by corporates, Compliance Officers, Company Secretaries, Lawyers, Chartered Accountants on critical corporate law matters and interpretation issues in Corporate and Securities Laws.
He has authored books on Companies (Amendment) Act, 2017 and Related Party Transactions which were well received by the readers. As an avid researcher, he religiously authors articles and dedicated columns on the current case laws, latest happenings in Corporate Laws and articulates his views, which are published in leading professional and business journals. Many of his articles have bagged the ‘Best Article’ award. He also conducts internal training programs and workshops for companies, Law firms, CA firms & CS firms on topics relating to Corporate Laws and Corporate Governance.
Having a flair in teaching, he has been the visiting faculty for Company Law and Investment and Securities Laws at ILS Law College, Pune for 4 years now. He is also a visiting faculty at various colleges in Bangalore, Mangalore and Udipi. He has been invited to participate and address many conferences, seminars and workshops, study circle meetings and training workshops conducted by ICSI, ICAI, Commerce Colleges, Management Colleges and Law Colleges. Presently, he is the Managing Committee Member at the Pune Chapter of ICSI (2019-2022).
Bloomsbury Professional India brings out quality content on tax, accounting and law for professionals in India. Bloomsbury Professional is part of Bloomsbury, a UK based company with offices in London, Oxford, New York, Sydney and New Delhi. The New Delhi based office of the publisher, have over the past few years of operations in India, brought out several market leading books and aims to be the first choice of professionals.
