Listing Obligations and Disclosure Requirements (LODR) (1st Edition, 2024)
- Year of Publication: 2024
- ISBN: 978-93-94163-82-9
- No.of Pages: 785
Listing Agreement is not simply a contract between the issuer of the securities and the Stock Exchange but is a statutory requirement too. Section 21 of the Securities Contracts (Regulation) Act, 1956 (SCRA) describes that where securities are listed on the application of any person in any recognised stock exchange, such person shall comply with the conditions of listing agreement with that stock exchange. Section 12A of the SCRA empowers the SEBI to issue directions to any company whose securities are listed or proposed to be listed in a recognised stock exchange, in the interest of investors, or orderly development of securities market. Section 11A(2) of the SEBI Act, 1992 empowers the SEBI to specify the requirement for listing and transfer of securities and matters incidental thereto. Section 30 of the SEBI Act, empowers the SEBI to make Regulations with the SEBI Act and the Rules made thereunder to carry out the purposes of the Act.
Company Secretary & Insolvency Professional
Educational Qualification:
FCS, Ph.D, MBA, AIIB, LLB, LLM (Business Laws), M.Com
Diploma in Corporate Governance (ICSI)
Diploma in Internal Audit (ICSI-NIFM)
Diploma in Bank Management (IIBF)
Diploma in Financial Services (IIBF)
Diploma in Training & Development (ISTD)
Certificate Course in GST (ICSI-NIFM)
Passed the Online Proficiency Self-Assessment Test for Independent Director of IICA
Experience:
- Worked for 30 years in banking domain in managerial capacity in Bank of Rajasthan Ltd and ICICI Bank Ltd. Had privileged of working in the Finance and Accounts Dept., Law Dept., Stressed Assets Management Dept., Planning & Development Dept., Treasury Functions, Board Secretariat, Integrated Risk Management Dept., Process Compliance Manager as well as in branch banking.
- Company Secretary & Insolvency Professional.
Bharat is a 'trade-name' for a group of concerns, popularly known as Bharat Law House and Bharat Law House Pvt. Ltd. Bharat is one of the most reputed publishers of law books with an experience of over six decades. It possess a very diverse range of publications covering not only the area of taxation - direct and indirect - but also company law, insolvency capital market, finance, industrial law, foreign exchange, commercial, civil and criminal laws. The students publications for CA, CS, CMA, CFA, MBA, graduate and post-graduate studies have carved out a niche for themselves. The Publication House has a professionally qualified team with strong in-house capabilities. Their strength lies in the patronage of legal luminaries in every field. They strive for accuracy, authenticity and sincerity.
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- Year of Publication: 2024
- ISBN: 978-93-94163-82-9
- No.of Pages: 785
Listing Agreement is not simply a contract between the issuer of the securities and the Stock Exchange but is a statutory requirement too. Section 21 of the Securities Contracts (Regulation) Act, 1956 (SCRA) describes that where securities are listed on the application of any person in any recognised stock exchange, such person shall comply with the conditions of listing agreement with that stock exchange. Section 12A of the SCRA empowers the SEBI to issue directions to any company whose securities are listed or proposed to be listed in a recognised stock exchange, in the interest of investors, or orderly development of securities market. Section 11A(2) of the SEBI Act, 1992 empowers the SEBI to specify the requirement for listing and transfer of securities and matters incidental thereto. Section 30 of the SEBI Act, empowers the SEBI to make Regulations with the SEBI Act and the Rules made thereunder to carry out the purposes of the Act.
Company Secretary & Insolvency Professional
Educational Qualification:
FCS, Ph.D, MBA, AIIB, LLB, LLM (Business Laws), M.Com
Diploma in Corporate Governance (ICSI)
Diploma in Internal Audit (ICSI-NIFM)
Diploma in Bank Management (IIBF)
Diploma in Financial Services (IIBF)
Diploma in Training & Development (ISTD)
Certificate Course in GST (ICSI-NIFM)
Passed the Online Proficiency Self-Assessment Test for Independent Director of IICA
Experience:
- Worked for 30 years in banking domain in managerial capacity in Bank of Rajasthan Ltd and ICICI Bank Ltd. Had privileged of working in the Finance and Accounts Dept., Law Dept., Stressed Assets Management Dept., Planning & Development Dept., Treasury Functions, Board Secretariat, Integrated Risk Management Dept., Process Compliance Manager as well as in branch banking.
- Company Secretary & Insolvency Professional.
Bharat is a 'trade-name' for a group of concerns, popularly known as Bharat Law House and Bharat Law House Pvt. Ltd. Bharat is one of the most reputed publishers of law books with an experience of over six decades. It possess a very diverse range of publications covering not only the area of taxation - direct and indirect - but also company law, insolvency capital market, finance, industrial law, foreign exchange, commercial, civil and criminal laws. The students publications for CA, CS, CMA, CFA, MBA, graduate and post-graduate studies have carved out a niche for themselves. The Publication House has a professionally qualified team with strong in-house capabilities. Their strength lies in the patronage of legal luminaries in every field. They strive for accuracy, authenticity and sincerity.
