SEBI Listing Obligations and Disclosure Requirements
- Year of Publication: 2020
- Edition: 1st
- ISBN: 9789390252022
- No.of Pages: 1457
The book provides detailed analysis of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 which replaced the Listing Agreement and were notified on 2nd September 2015.
These Regulations impose considerable volume of compliance obligations on listed entities and every listed entity is obligated to comply with them. The volume of the Regulations and the pace at which they have been undergoing frequent changes makes the task of compliance a hard one for the compliance officers.
This book attempts to simplify the complex mass of the Regulations and bring in the relevant provisions of the Companies Act, 2013 so as to assist the compliance officers in their task of compliance.
These Regulations apply to the listed entity who has listed any of the following designated securities on recognised stock exchange(s):
(a) Specified securities listed on main board or SME exchange or institutional trading platform;
(b) Non-convertible debt securities, non-convertible redeemable preference shares, perpetual debt instrument, perpetual non-cumulative preference shares;
(c) Indian depository receipts;
(d) Securitised debt instruments;
(e) Security receipts;
(f) Units issued by mutual funds;
(g) Any other securities as may be specified by the Board.
It would be immensely useful for Company Secretaries, Law professionals & Chartered Accountants.
Key highlights
- Covering detailed analysis of provisions applicable for listing of specified securities on recognized stock exchange(s).
- Topics have been thoroughly explained using judicial pronouncements.
- Various concepts are explained using relevant sections and rules of Companies Act, 2013.
- Covers relevant Circulars, updated SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and Secretarial Standards - 1 & 2.
- Includes checklists for compliances under Chapter III, IV, V & VI of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.
Dr K.R. Chandratre is Practising Company Secretary. He has been in the profession of Company Secretary for over 40 years, before which he worked as a Lecturer in Commerce & Accountancy at R A Podar College of Commerce & Economics, Mumbai for three years. After serving Kirloskar Oil Engines Ltd. for 15 years, his last position being Director (Legal, Secretarial & HR) & Company Secretary, Dr Chandratre entered the practice as Company Secretary in 2003. He has an impressive academic background. He holds Master’s degree in Commerce, Law degree and Doctorate degree from the University of Pune. He is a fellow member of the Institute of Company Secretaries of India. He has secured several academic and professional distinctions and honours. He was the President of the Institute of Company Secretaries of India during 1996 and the Vice- President for two years, 1994 and 1995. He has copious published writings to his credit. He has so far authored over 1000 articles and 26 books on various subjects in the areas of Corporate Laws and Corporate Secretarial Practice. Many of his articles have bagged awards as best articles. He is an active participant in seminars, workshops, conferences and conventions, Dr Chandratre has so far addressed more than 500 such programmes, besides contributing papers at the National & International levels. He is a plain English activist and has been contributing to promote plain English in legal and business writing. He has written many articles and a book entitled Legal and Business Writing in Plain English.
Bloomsbury Professional India brings out quality content on tax, accounting and law for professionals in India. Bloomsbury Professional is part of Bloomsbury, a UK based company with offices in London, Oxford, New York, Sydney and New Delhi. The New Delhi based office of the publisher, have over the past few years of operations in India, brought out several market leading books and aims to be the first choice of professionals.
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- Year of Publication: 2020
- Edition: 1st
- ISBN: 9789390252022
- No.of Pages: 1457
The book provides detailed analysis of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 which replaced the Listing Agreement and were notified on 2nd September 2015.
These Regulations impose considerable volume of compliance obligations on listed entities and every listed entity is obligated to comply with them. The volume of the Regulations and the pace at which they have been undergoing frequent changes makes the task of compliance a hard one for the compliance officers.
This book attempts to simplify the complex mass of the Regulations and bring in the relevant provisions of the Companies Act, 2013 so as to assist the compliance officers in their task of compliance.
These Regulations apply to the listed entity who has listed any of the following designated securities on recognised stock exchange(s):
(a) Specified securities listed on main board or SME exchange or institutional trading platform;
(b) Non-convertible debt securities, non-convertible redeemable preference shares, perpetual debt instrument, perpetual non-cumulative preference shares;
(c) Indian depository receipts;
(d) Securitised debt instruments;
(e) Security receipts;
(f) Units issued by mutual funds;
(g) Any other securities as may be specified by the Board.
It would be immensely useful for Company Secretaries, Law professionals & Chartered Accountants.
Key highlights
- Covering detailed analysis of provisions applicable for listing of specified securities on recognized stock exchange(s).
- Topics have been thoroughly explained using judicial pronouncements.
- Various concepts are explained using relevant sections and rules of Companies Act, 2013.
- Covers relevant Circulars, updated SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and Secretarial Standards - 1 & 2.
- Includes checklists for compliances under Chapter III, IV, V & VI of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.
Dr K.R. Chandratre is Practising Company Secretary. He has been in the profession of Company Secretary for over 40 years, before which he worked as a Lecturer in Commerce & Accountancy at R A Podar College of Commerce & Economics, Mumbai for three years. After serving Kirloskar Oil Engines Ltd. for 15 years, his last position being Director (Legal, Secretarial & HR) & Company Secretary, Dr Chandratre entered the practice as Company Secretary in 2003. He has an impressive academic background. He holds Master’s degree in Commerce, Law degree and Doctorate degree from the University of Pune. He is a fellow member of the Institute of Company Secretaries of India. He has secured several academic and professional distinctions and honours. He was the President of the Institute of Company Secretaries of India during 1996 and the Vice- President for two years, 1994 and 1995. He has copious published writings to his credit. He has so far authored over 1000 articles and 26 books on various subjects in the areas of Corporate Laws and Corporate Secretarial Practice. Many of his articles have bagged awards as best articles. He is an active participant in seminars, workshops, conferences and conventions, Dr Chandratre has so far addressed more than 500 such programmes, besides contributing papers at the National & International levels. He is a plain English activist and has been contributing to promote plain English in legal and business writing. He has written many articles and a book entitled Legal and Business Writing in Plain English.
Bloomsbury Professional India brings out quality content on tax, accounting and law for professionals in India. Bloomsbury Professional is part of Bloomsbury, a UK based company with offices in London, Oxford, New York, Sydney and New Delhi. The New Delhi based office of the publisher, have over the past few years of operations in India, brought out several market leading books and aims to be the first choice of professionals.
